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Lesson 15: How Have Amendments and Judicial Review Changed the Constitution?

Lesson Purpose
Lesson Objectives
- describe the two ways in which the Constitution can be amended,
- identify major categories of constitutional amendments,
- explain why James Madison introduced the Bill of Rights, and
- evaluate, take, and defend positions on the amendment process and judicial review.
Lesson Terms
Lesson Biographies
Lesson Court Cases
Case Summary
In 1777, the Executive Council of Georgia authorized the purchase of supplies from South Carolina businessman Robert Farquhar. After receiving the supplies, Georgia did not deliver payments as promised. After the Farquhar's death, the executor of his estate, Alexander Chisholm, took the case to federal court in an attempt to collect from the state. Georgia maintained that it was a sovereign state not subject to the authority of the federal courts.
Question(s)
Was the state of Georgia subject to the jurisdiction of the Supreme Court and the federal government?
Answer(s)
Yes. In a 4-to-1 decision, the justices held that "the people of the United States" intended to bind the states by the legislative, executive, and judicial powers of the national government. The Court held that supreme or sovereign power was retained by citizens themselves, not by the "artificial person" of the State of Georgia. The Constitution made clear that controversies between individual states and citizens of other states were under the jurisdiction of federal courts. State conduct was subject to judicial review.
See: The Oyez Project, Chisholm v. Georgia, 2 U.S. 419 (1793)
Case Summary
In 1794, Congress enacted a law entitled "An act to lay duties upon carriages for the conveyance of persons." The law assessed a tax of sixteen dollars on each carriage owned by an individual or business. Hylton viewed the law as a direct tax in violation of the constitutional requirement that taxes passed by Congress must be apportioned, that is, laid according to the population and the number of representatives from each state.
Question(s)
Did Congress violate the Constitution and go beyond its taxing and spending powers in implementing the tax on carriages?
Answer(s)
No. The Court held that the tax was legitimate. In one of the opinions, Justice Chase argued that an apportioned tax on carriages would lead to inequalities in the tax burden between states. Furthermore, he interpreted the terms "tax" and "duty" in Article I, Section 8 broadly, and concluded that the carriage tax was an indirect tax. Justice Iredell argued that to administer an apportioned tax on carriages would be "absurd," for if a state had no carriages it would be impossible to implement the tax. He concluded that if a tax could not be apportioned, then it was not a direct tax "in the sense of the constitution."
See: The Oyez Project, Hylton v. United States, 3 U.S. 171 (1796)
Case Summary
This case involved the Treaty of Paris, which established peace in 1783. A Virginian owed a debt to a British subject. A Virginia law provided for the confiscation of such debts on the ground the the debt was owed to an alien enemy. The British subject (actually, his administrator) sued in a federal court to recover on the bond. The administrator argued that the Treaty of Paris ensured the collection of such debts.
Question(s)
Does the Treaty of Paris override an otherwise valid state law?
Answer(s)
Four of the five justices wrote opinions. It was the practice of that time for the Court to issue opinions one after another, and there was no "opinion for the Court." Collectively, the justices held that federal courts had the power to determine the constitutionality of state laws. They invalidated the Virginia law under the supremacy clause and, in the words of a distinguished scholar of the period, "established for all time [the Supreme Court's] power of judicial review of state laws."
Case Summary
The case began on March 2, 1801, when an obscure Federalist, William Marbury, was designated as a justice of the peace in the District of Columbia. Marbury and several others were appointed to government posts created by Congress in the last days of John Adams's presidency, but these last-minute appointments were never fully finalized. The disgruntled appointees invoked an act of Congress and sued for their jobs in the Supreme Court.
Question(s)
Is Marbury entitled to his appointment? Is his lawsuit the correct way to get it? And, is the Supreme Court the place for Marbury to get the relief he requests?
Answer(s)
Yes. Yes. It depends. The justices held, through Marshall's forceful argument, that on the last issue the Constitution was "the fundamental and paramount law of the nation" and that "an act of the legislature repugnant to the constitution is void." In other words, when the Constitution--the nation's highest law--conflicts with an act of the legislature, that act is invalid. This case establishes the Supreme Court's power of judicial review.
See: The Oyez Project, Marbury v. Madison, 5 U.S. 137 (1803)
Case Summary
The Constitution gave the states the power to impose direct taxation. The federal government could impose direct taxes as well, but only if those taxes were apportioned among the states in proportion to their representation in Congress. In this case the Court examined a national income tax passed by Congress in 1894. This case was decided together with Hyde v. Continental Trust Company of the City of New York.
Question(s)
Was the income tax a direct tax in violation of Article I, Section 9 of the Constitution?
Answer(s)
Yes. The Court held that the act violated the Constitution since it imposed taxes on personal income derived from real estate investments and personal property such as stocks and bonds; this was a direct taxation scheme, not apportioned properly among the states. The decision was negated by the adoption of the Sixteenth Amendment in 1913.
See: The Oyez Project, Pollock v. Farmers' Loan & Trust Co., 157 U.S. 429 (1895)
Lesson Primary Sources
Madison's speech proposing a Bill of Rights and the text of the proposed rights.
Article V of the Constitution states the process by which the Constitution may be altered, either by both houses of Congress or by state legislatures calling for a constitutional convention. Once formally proposed, an amendment must be ratified by state legislatures or conventions.
From Wikipedia: The essay was published May 28, 1788 and was written to explicate and justify the structure of the judiciary under the proposed Constitution; it is the first of six essays by Hamilton on this issue. In particular, it addresses concerns by the Anti-Federalists over the scope and power of the federal judiciary, which would have comprised unelected, politically insulated judges that would be appointed for life. He explains that there is little possibility that the judiciary would be able to overpower the executive and legislature because it depended on the other two to enact its judgments.
From Wikipedia: In the United States, the Bill of Rights is the name by which the first ten amendments to the U.S. Constitution are known. They were introduced by James Madison to the First United States Congress in 1789 as a series of articles, and came into effect on December 15, 1791, when they had been ratified by three quarters of the states. It responded largely to Anti-Federalists who believed that ratifying the U.S. Constitution meant surrendering basic human rights of individuals.
The supreme law of the United States that provides the framework for the government. The Constitution outlines the nation's institutions of government and the most important rights of the people. The document was created in 1787 during the Philadelphia Convention. The government created by the Constitution took effect on March 4, 1789.